Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter Wilfred George Gray
IRN PWG01032
- (336)CF1 Director (AR) (6 Jul 2009 to 19 Aug 2010)
Peter William Jervis
IRN PWJ01031
- (324)CF1 Director (AR) (25 Sep 2008 to 21 Sep 2009)
Peter William Muzzlewhite
IRN PXM13903
- (50)CF1 Director (AR) (since 3 Jun 2021)
- (1457)SMF3 (AR) Executive Director function (9 Dec 2019 to 3 Jun 2021)
- (1458)CF1 Director (AR) (16 Apr 2019 to 8 Dec 2019)
Peter William Whale
IRN PWW01045
- (1901)CF1 Director (AR) (4 Sep 2012 to 1 Oct 2014)
Phil Layton Hamilton Taylor
IRN PLT01020
- (567)CF1 Director (AR) (25 Apr 2006 to 6 Nov 2006)
Philip Alexander O'Neill
IRN PAO01059
- (1845)CF1 Director (AR) (15 Jun 2010 to 7 Jan 2021)
Philip Andrew Onions
IRN PXO01153
- (1965)CF1 Director (AR) (26 Oct 2007 to 5 Mar 2010)
Philip Anthony Bolton
IRN PAB01360
- (1348)CF1 Director (AR) (20 Nov 2013 to 10 Mar 2014)
Philip Anthony Fox
IRN PAF01120
- (1214)CF1 Director (AR) (3 Mar 2011 to 21 Feb 2013)
Philip Arthur Bailey
IRN PAB01281
- (164)CF1 Director (AR) (since 15 Jan 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (298)CF1 Director (AR)
5 days ago
controlled function added: (297)CF1 Director (AR)
5 days ago
controlled function added: (296)SMF3 (AR) Executive Director function
5 days ago
controlled function added: (295)CF1 Director (AR)
5 days ago
controlled function added: (294)SMF3 (AR) Executive Director function
5 days ago
controlled function added: (293)SMF10 Chair of the Risk Committee
5 days ago
controlled function added: (292)SMF3 (AR) Executive Director function
5 days ago
controlled function added: (291)SMF3 (AR) Executive Director function
5 days ago
controlled function added: (290)CF1 Director (AR)
5 days ago
controlled function added: (289)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.