Itc Compliance Limited

Date authorised
1 April 2013
Companies House
04874285
Last scraped
22 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700
    Web
    https://www.itccompliance.co.uk

  • Complaints Contact

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

  • Consumer Hire

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Consumer Hire Servicing

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Sykes

    IRN DXS01720

    • (2083)CF1 Director (AR) (10 Nov 2009 to 23 Oct 2014)
  • David Thomas Paveley

    IRN DTP01037

    • (2245)SMF3 (AR) Executive Director function (9 Dec 2019 to 18 Aug 2025)
    • (2246)CF1 Director (AR) (31 May 2012 to 8 Dec 2019)
  • David Trickey

    IRN DXT01308

    • (618)CF1 Director (AR) (3 Feb 2005 to 23 Nov 2009)
  • David Turney

    IRN DXT01275

    • (842)CF1 Director (AR) (9 Jun 2008 to 13 Jun 2019)
  • David Walters

    IRN DXW01701

    • (219)CF4 Partner (AR) (28 Nov 2008 to 1 May 2011)
  • David William George Black

    IRN DWB01146

    • (294)SMF3 (AR) Executive Director function (since 24 Jun 2021)
  • David William Leach

    IRN DWL01031

    • (683)CF4 Partner (AR) (15 Feb 2008 to 1 Jun 2011)
  • David William Shortt

    IRN DWS01092

    • (2249)CF1 Director (AR) (1 Apr 2009 to 14 Jun 2011)
  • David Williams

    IRN DXW01599

    • (582)CF1 Director (AR) (11 Jul 2006 to 17 Jul 2008)
  • David Wilson

    IRN DXW01954

    • (1496)SMF3 (AR) Executive Director function (14 Feb 2020 to 8 Sep 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (298)CF1 Director (AR)

  2. controlled function added: (297)CF1 Director (AR)

  3. controlled function added: (296)SMF3 (AR) Executive Director function

  4. controlled function added: (295)CF1 Director (AR)

  5. controlled function added: (294)SMF3 (AR) Executive Director function

  6. controlled function added: (293)SMF10 Chair of the Risk Committee

  7. controlled function added: (292)SMF3 (AR) Executive Director function

  8. controlled function added: (291)SMF3 (AR) Executive Director function

  9. controlled function added: (290)CF1 Director (AR)

  10. controlled function added: (289)SMF3 (AR) Executive Director function

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