Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
3 Monarch CourtThe BroomsBristolBS16 7FHUNITED KINGDOM- Phone
- +4401174403700
-
Complaints Contact
3 Monarch CourtThe BroomsBristolBS16 7FHUNITED KINGDOM- Phone
- +4401174403700
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Credit Brokering
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
-
Debt Plan Admin
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
-
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
-
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
David Robert Wightman
IRN DRW01107
- (939)CF1 Director (AR) (4 Apr 2008 to 3 Nov 2009)
-
David Roy Ernest Webb
IRN DRW01112
- (807)CF1 Director (AR) (3 Dec 2007 to 4 Jun 2010)
-
David Russell Anton
IRN DRA01064
- (1790)CF4 Partner (AR) (23 Jan 2009 to 31 Dec 2010)
-
David Russell Watkins
IRN DRW01133
- (2126)CF1 Director (AR) (12 Apr 2007 to 6 Nov 2007)
-
David Rutherford
IRN DXR01899
- (1013)CF1 Director (AR) (21 Mar 2016 to 14 Sep 2016)
-
David Rye
IRN DXR01409
- (193)CF1 Director (AR) (since 17 Jan 2020)
-
David Samuel King
IRN DSK01050
- (2416)CF1 Director (AR) (6 May 2009 to 11 Jul 2016)
-
David Shann Sharrock
IRN DSS01080
- (498)CF1 Director (AR) (23 Oct 2006 to 28 Nov 2007)
-
David Sheriff
IRN DXS02836
- (1460)CF1 Director (AR) (10 Oct 2016 to 23 Aug 2019)
-
David Stephen Gouldby
IRN DSG01059
- (187)CF1 Director (AR) (11 Feb 2009 to 10 Mar 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Security Investments (Industrial) Ltd (no longer appointed)
FRN 506414 · Appointed 3 Sep 2009 · Until 18 Aug 2015
-
Toll House Group Limited (no longer appointed)
FRN 505394 · Appointed 21 Aug 2009 · Until 19 Mar 2010
-
Knights North West Limited (no longer appointed)
FRN 413010 · Appointed 19 Aug 2009 · Until 19 Sep 2016
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (298)CF1 Director (AR)
-
controlled function added: (297)CF1 Director (AR)
-
controlled function added: (296)SMF3 (AR) Executive Director function
-
controlled function added: (295)CF1 Director (AR)
-
controlled function added: (294)SMF3 (AR) Executive Director function
-
controlled function added: (293)SMF10 Chair of the Risk Committee
-
controlled function added: (292)SMF3 (AR) Executive Director function
-
controlled function added: (291)SMF3 (AR) Executive Director function
-
controlled function added: (290)CF1 Director (AR)
-
controlled function added: (289)SMF3 (AR) Executive Director function