Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Derek Ellis
IRN DXE01247
- (1111)CF1 Director (AR) (18 Jun 2012 to 27 Nov 2013)
Derek Grant McQueen
IRN DGM01119
- (137)CF1 Director (AR) (since 23 Mar 2022)
Derek Kerr
IRN DXK00492
- (215)CF1 Director (AR) (since 21 Mar 2026)
Derek Loane
IRN DXL01315
- (162)CF1 Director (AR) (since 13 Jul 2009)
Derek McPherson
IRN DXM02443
- (1147)CF1 Director (AR) (10 Aug 2012 to 9 Jan 2015)
Derek Morgan
IRN DXM01996
- (442)CF1 Director (AR) (15 Jun 2007 to 15 Dec 2011)
Derek Robert Passant
IRN DRP01084
- (1571)CF1 Director (AR) (9 Dec 2008 to 14 Mar 2016)
Derek Robert Sims
IRN DXS01716
- (804)CF1 Director (AR) (29 Aug 2012 to 6 Jun 2013)
Derek Ronald Hayward
IRN DRH01165
- (2115)CF1 Director (AR) (21 Feb 2012 to 31 Oct 2017)
Derek Roy Hammond
IRN DRH01129
- (160)CF1 Director (AR) (since 28 Jan 2021)

Smaller firms operating under this firm's FCA authorisation.

CONCEPT BUILDING REPAIR LTD (no longer appointed)
FRN 516401 · Appointed 18 Jan 2010 · Until 10 Aug 2015
C. & A. Cumbo (Garage & Car Sales) Limited (no longer appointed)
FRN 516179 · Appointed 13 Jan 2010 · Until 21 Oct 2011
Newmarket Garage (Bannockburn) Limited (no longer appointed)
FRN 515988 · Appointed 8 Jan 2010 · Until 20 Jul 2015
St.Leonards Motors Limited (no longer appointed)
FRN 515998 · Appointed 8 Jan 2010 · Until 18 Jul 2024
Provincewide U.S Motorcycles Ltd (no longer appointed)
FRN 515872 · Appointed 7 Jan 2010 · Until 31 Jan 2012
HUMMING BIRD MOTORS LIMITED (no longer appointed)
FRN 515873 · Appointed 7 Jan 2010 · Until 31 Jan 2013
Really Great Cruises Ltd (no longer appointed)
FRN 515686 · Appointed 5 Jan 2010 · Until 31 Dec 2010
Shona Thorne (no longer appointed)
FRN 515687 · Appointed 5 Jan 2010 · Until 31 Dec 2010
Copelands Tours (Stoke on Trent) Ltd (no longer appointed)
FRN 494302 · Appointed 30 Dec 2009 · Until 9 May 2012
Anderson Tours Limited (no longer appointed)
FRN 491549 · Appointed 30 Dec 2009 · Until 6 Jul 2016

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (298)CF1 Director (AR)
14 hours ago
controlled function added: (297)CF1 Director (AR)
14 hours ago
controlled function added: (296)SMF3 (AR) Executive Director function
14 hours ago
controlled function added: (295)CF1 Director (AR)
14 hours ago
controlled function added: (294)SMF3 (AR) Executive Director function
14 hours ago
controlled function added: (293)SMF10 Chair of the Risk Committee
14 hours ago
controlled function added: (292)SMF3 (AR) Executive Director function
14 hours ago
controlled function added: (291)SMF3 (AR) Executive Director function
14 hours ago
controlled function added: (290)CF1 Director (AR)
14 hours ago
controlled function added: (289)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.