Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David John Dench
IRN DJD01151
- (2505)CF1 Director (AR) (28 Jan 2013 to 5 Jun 2015)
David John George Wilson
IRN DJW01390
- (1418)CF1 Director (AR) (12 Dec 2008 to 22 May 2018)
David John Parry
IRN DJP01334
- (1033)CF1 Director (AR) (19 Sep 2014 to 29 Nov 2019)
David John Robert Derbyshire
IRN DJD01153
- (1881)CF1 Director (AR) (27 Nov 2015 to 16 Jul 2025)
David John Robinson
IRN DJR01216
- (751)CF1 Director (AR) (7 Jan 2008 to 4 Jun 2009)
David John Rundle Bending
IRN DJB01530
- (1415)CF1 Director (AR) (19 Dec 2008 to 20 Dec 2010)
David John Wheatley
IRN DJW01427
- (1835)SMF3 (AR) Executive Director function (10 Jun 2020 to 11 Jan 2023)
- (1836)CF1 Director (AR) (22 Jul 2011 to 13 Nov 2013)
David Johnson
IRN DXJ01293
- (1359)CF1 Director (AR) (26 Oct 2009 to 15 Sep 2010)
David Joseph Carruthers
IRN DJC01406
- (1755)CF1 Director (AR) (16 Jan 2009 to 31 Dec 2010)
David Joseph Norman
IRN DJN01079
- (2185)SMF3 (AR) Executive Director function (18 May 2021 to 1 Mar 2024)

Smaller firms operating under this firm's FCA authorisation.

CONCEPT BUILDING REPAIR LTD (no longer appointed)
FRN 516401 · Appointed 18 Jan 2010 · Until 10 Aug 2015
C. & A. Cumbo (Garage & Car Sales) Limited (no longer appointed)
FRN 516179 · Appointed 13 Jan 2010 · Until 21 Oct 2011
Newmarket Garage (Bannockburn) Limited (no longer appointed)
FRN 515988 · Appointed 8 Jan 2010 · Until 20 Jul 2015
St.Leonards Motors Limited (no longer appointed)
FRN 515998 · Appointed 8 Jan 2010 · Until 18 Jul 2024
Provincewide U.S Motorcycles Ltd (no longer appointed)
FRN 515872 · Appointed 7 Jan 2010 · Until 31 Jan 2012
HUMMING BIRD MOTORS LIMITED (no longer appointed)
FRN 515873 · Appointed 7 Jan 2010 · Until 31 Jan 2013
Really Great Cruises Ltd (no longer appointed)
FRN 515686 · Appointed 5 Jan 2010 · Until 31 Dec 2010
Shona Thorne (no longer appointed)
FRN 515687 · Appointed 5 Jan 2010 · Until 31 Dec 2010
Copelands Tours (Stoke on Trent) Ltd (no longer appointed)
FRN 494302 · Appointed 30 Dec 2009 · Until 9 May 2012
Anderson Tours Limited (no longer appointed)
FRN 491549 · Appointed 30 Dec 2009 · Until 6 Jul 2016

Updates to this firm's record on the FCA register.

20 hours ago
controlled function added: (298)CF1 Director (AR)
20 hours ago
controlled function added: (297)CF1 Director (AR)
20 hours ago
controlled function added: (296)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (295)CF1 Director (AR)
20 hours ago
controlled function added: (294)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (293)SMF10 Chair of the Risk Committee
20 hours ago
controlled function added: (292)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (291)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (290)CF1 Director (AR)
20 hours ago
controlled function added: (289)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.