Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Elaine Ann Jones
IRN EAJ01020
- (849)CF3 Chief Executive (AR) (5 Apr 2011 to 30 Apr 2012)
Elaine Barnes
IRN EXB01366
- (26)CF4 Partner (AR) (10 Dec 2008 to 14 Nov 2010)
Elaine Fox Gaughan
IRN EFG01010
- (1514)CF4 Partner (AR) (29 Dec 2008 to 31 Dec 2010)
Elfyn William Thomas
IRN EWT01009
- (16)CF1 Director (AR) (15 Dec 2008 to 17 Oct 2011)
Eliott Samuel Cohen
IRN ESC01029
- (1056)CF1 Director (AR) (26 Nov 2013 to 3 Apr 2017)
Elizabeth Ann Morgan
IRN AXM02155
- (2496)CF1 Director (AR) (26 Oct 2015 to 6 Oct 2022)
Elizabeth Audrey Kirby
IRN EAK01024
- (94)CF1 Director (AR) (19 Jan 2009 to 9 Nov 2016)
Elizabeth Clare Kennedy
IRN EXK00039
- (1705)CF1 Director (AR) (7 Sep 2022 to 1 Jun 2023)
Elizabeth Jane Pay
IRN EJP01042
- (1774)CF1 Director (AR) (5 Dec 2012 to 1 Sep 2020)
Elizabeth Mary Allen
IRN EMA01026
- (294)CF1 Director (AR) (19 Nov 2008 to 13 Dec 2010)

Smaller firms operating under this firm's FCA authorisation.

Charles Warner Ltd (no longer appointed)
FRN 521402 · Appointed 30 Mar 2010 · Until 1 May 2012
QED Property Solutions Ltd (no longer appointed)
FRN 521280 · Appointed 29 Mar 2010 · Until 2 Oct 2012
L&S Travel Solutions Limited (no longer appointed)
FRN 520802 · Appointed 19 Mar 2010 · Until 31 Dec 2010
Vanwise Group Ltd (no longer appointed)
FRN 520805 · Appointed 19 Mar 2010 · Until 16 Jun 2014
Advantage Motor Group Limited (no longer appointed)
FRN 520395 · Appointed 16 Mar 2010 · Until 28 Oct 2015
Martha Anne Moffett (no longer appointed)
FRN 520293 · Appointed 16 Mar 2010 · Until 29 May 2014
Premier Autocentres Limited (no longer appointed)
FRN 520132 · Appointed 12 Mar 2010 · Until 3 Nov 2016
Timewells Travel Limited (no longer appointed)
FRN 519743 · Appointed 10 Mar 2010 · Until 18 Oct 2017
Dogtag Limited (no longer appointed)
FRN 519661 · Appointed 9 Mar 2010 · Until 27 Jan 2016
Ross Peter Kenyon (no longer appointed)
FRN 519601 · Appointed 8 Mar 2010 · Until 29 Dec 2010

Updates to this firm's record on the FCA register.

17 hours ago
controlled function added: (298)CF1 Director (AR)
17 hours ago
controlled function added: (297)CF1 Director (AR)
17 hours ago
controlled function added: (296)SMF3 (AR) Executive Director function
17 hours ago
controlled function added: (295)CF1 Director (AR)
17 hours ago
controlled function added: (294)SMF3 (AR) Executive Director function
17 hours ago
controlled function added: (293)SMF10 Chair of the Risk Committee
17 hours ago
controlled function added: (292)SMF3 (AR) Executive Director function
17 hours ago
controlled function added: (291)SMF3 (AR) Executive Director function
17 hours ago
controlled function added: (290)CF1 Director (AR)
17 hours ago
controlled function added: (289)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.