Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Graham Davison
IRN GXD01361
- (397)CF1 Director (AR) (15 Apr 2009 to 19 Jan 2011)
Graham Donoghue
IRN GXD01402
- (117)CF1 Director (AR) (since 6 Jun 2024)
Graham Frederick Boyes
IRN GFB01038
- (1900)CF1 Director (AR) (14 Aug 2006 to 11 Aug 2010)
Graham Hill
IRN GXH01513
- (2120)CF1 Director (AR) (30 May 2007 to 25 Jun 2015)
Graham John Dudley
IRN GJD01066
- (1558)CF1 Director (AR) (25 Oct 2013 to 2 Jan 2015)
Graham John Prosser
IRN GJP01093
- (330)CF1 Director (AR) (8 Dec 2008 to 20 May 2010)
Graham Joyce
IRN GXJ01136
- (252)SMF3 (AR) Executive Director function (since 9 Dec 2019)
- (2157)CF1 Director (AR) (18 Nov 2005 to 8 Dec 2019)
Graham Keith Jones
IRN GKJ01012
- (2242)CF1 Director (AR) (20 Oct 2006 to 17 Aug 2017)
Graham Kevin Hale
IRN GKH01027
- (1094)CF1 Director (AR) (22 May 2013 to 13 Sep 2015)
Graham Martin Dacre
IRN GMD01054
- (727)CF1 Director (AR) (28 Jun 2006 to 26 Jan 2012)

Smaller firms operating under this firm's FCA authorisation.

Shephall Way Service Station Limited (no longer appointed)
FRN 578158 · Appointed 23 Mar 2012 · Until 27 Sep 2017
ACH Group Management Limited (no longer appointed)
FRN 578123 · Appointed 22 Mar 2012 · Until 11 Jun 2013
Holmes On Homes Limited (no longer appointed)
FRN 577484 · Appointed 16 Mar 2012 · Until 25 Apr 2012
Kiss Construction Limited (no longer appointed)
FRN 577432 · Appointed 15 Mar 2012 · Until 29 Aug 2013
Iberia Lineas Aereas de Espana Sociedad Anonima Operadora (no longer appointed)
FRN 577307 · Appointed 14 Mar 2012 · Until 22 Sep 2015
Raresupply Limited (no longer appointed)
FRN 577382 · Appointed 14 Mar 2012 · Until 10 Jan 2013
The Claims Consultancy (UK) Limted (no longer appointed)
FRN 577137 · Appointed 13 Mar 2012 · Until 14 Oct 2015
Skurrays Limited (no longer appointed)
FRN 577047 · Appointed 12 Mar 2012 · Until 24 Feb 2016
MG Sales Centre Limited (no longer appointed)
FRN 576852 · Appointed 8 Mar 2012 · Until 2 Sep 2019
Harwoods (Isle of Wight) limited (no longer appointed)
FRN 576715 · Appointed 7 Mar 2012 · Until 7 Mar 2014

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (306)SMF2 Chief Finance
2 hours ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 hours ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.