Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Mark Raymond Ford
IRN MRF01062
- (570)CF1 Director (AR) (13 Sep 2007 to 25 Jun 2008)
Mark Richard Thomas Pearson
IRN MRP01125
- (388)CF1 Director (AR) (18 Sep 2007 to 2 Feb 2009)
Mark Richardson
IRN MXR01730
- (335)CF1 Director (AR) (19 Feb 2008 to 15 Sep 2009)
Mark Roome
IRN MXR00427
- (1769)CF1 Director (AR) (20 Dec 2021 to 28 Feb 2025)
Mark Russell Adams
IRN MRA01097
- (1202)CF1 Director (AR) (17 May 2012 to 23 Sep 2015)
Mark Stanham
IRN MXS02320
- (2144)CF1 Director (AR) (2 Apr 2007 to 7 Jun 2016)
Mark Stephen Anderson
IRN MSA01124
- (1282)CF1 Director (AR) (5 Jan 2010 to 5 Jul 2016)
Mark Stephen Hewett
IRN MXH02074
- (1183)CF1 Director (AR) (5 Feb 2009 to 31 Dec 2010)
Mark Stephen Ryder
IRN MSR01060
- (2357)CF1 Director (AR) (10 Oct 2019 to 31 Oct 2023)
Mark Steven Durman
IRN MSD01073
- (2042)CF1 Director (AR) (4 Jan 2008 to 12 Nov 2009)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (306)SMF2 Chief Finance
2 hours ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 hours ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 hours ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.