Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michelle Elizabeth Robsonmacquarrie
IRN MER01076
- (43)CF4 Partner (AR) (22 Dec 2008 to 31 Dec 2010)
Michelle Louise Oliver
IRN MLP01060
- (1574)CF1 Director (AR) (31 Oct 2013 to 21 Sep 2020)
Michelle Susan Bennett
IRN MSB01133
- (534)CF1 Director (AR) (9 Feb 2007 to 3 Jun 2011)
Miguel Henales Arrom
IRN MXH02672
- (1025)CF4 Partner (AR) (5 Feb 2015 to 17 Sep 2015)
Mike Coles
IRN MXC02125
- (1726)CF4 Partner (AR) (21 Aug 2008 to 19 Mar 2010)
Mike Edward Kingsbury
IRN MEK01033
- (579)CF1 Director (AR) (15 May 2006 to 4 Dec 2014)
Mike Hergert
IRN MXH02063
- (143)CF1 Director (AR) (29 Dec 2008 to 25 May 2014)
Miles Henry Francis Morgan
IRN MHM01063
- (1759)CF1 Director (AR) (20 Jan 2009 to 31 Dec 2010)
Moez Kara
IRN KXM01643
- (34)CF1 Director (AR) (13 Jul 2009 to 3 Dec 2012)
Mohammed Hoque
IRN MXH02397
- (1188)CF1 Director (AR) (2 Mar 2012 to 1 Oct 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (306)SMF2 Chief Finance
2 days ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.