Itc Compliance Limited

Date authorised
1 April 2013
Companies House
04874285
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700
    Web
    https://www.itccompliance.co.uk

  • Complaints Contact

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

  • Consumer Hire

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Consumer Hire Servicing

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandra Leach

    IRN SXL01726

    • (1254)CF1 Director (AR) (29 Dec 2010 to 4 Jul 2012)
  • Sandra Willis

    IRN SXW01536

    • (949)CF1 Director (AR) (25 May 2007 to 22 Feb 2012)
  • Sanjay Shah

    IRN SXS02366

    • (244)CF1 Director (AR) (27 Nov 2008 to 12 Jan 2010)
  • Sanjay Singh Wilkhu

    IRN SSW01031

    • (2228)SMF3 (AR) Executive Director function (9 Dec 2019 to 14 Aug 2020)
    • (2229)CF1 Director (AR) (29 Jun 2018 to 8 Dec 2019)
  • Sanjay Sobte

    IRN SXS01914

    • (144)CF1 Director (AR) (since 26 Apr 2021)
  • Sanjeev Kumar

    IRN SXK01405

    • (170)CF1 Director (AR) (since 22 Mar 2017)
  • Sara Cordery

    IRN SEC01087

    • (1459)CF4 Partner (AR) (28 Nov 2008 to 16 Sep 2024)
  • Sara Faulkner

    IRN SXF01415

    • (77)CF1 Director (AR) (16 Jan 2009 to 31 Dec 2010)
  • Sara Louise Dickinson

    IRN SLD01074

    • (1261)CF1 Director (AR) (10 Feb 2011 to 30 Mar 2015)
  • Sarah Badham

    IRN SXB02287

    • (196)CF1 Director (AR) (29 Apr 2009 to 30 Jun 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (308)SMF3 (AR) Executive Director function

  2. controlled function added: (307)SMF3 (AR) Executive Director function

  3. controlled function added: (306)SMF2 Chief Finance

  4. controlled function added: (305)SMF3 (AR) Executive Director function

  5. controlled function added: (304)SMF3 (AR) Executive Director function

  6. controlled function added: (303)SMF3 (AR) Executive Director function

  7. controlled function added: (302)SMF18 Other Overall Responsibility

  8. controlled function added: (301)SMF3 (AR) Executive Director function

  9. controlled function added: (300)SMF3 (AR) Executive Director function

  10. controlled function added: (299)CF1 Director (AR)

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