Itc Compliance Limited

Date authorised
1 April 2013
Companies House
04874285
Last scraped
2 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700
    Web
    https://www.itccompliance.co.uk

  • Complaints Contact

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

  • Consumer Hire

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Consumer Hire Servicing

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Swindells

    IRN MXS02567

    • (1796)CF1 Director (AR) (18 Aug 2009 to 1 Oct 2010)
  • Mark Teale

    IRN MXT01586

    • (2436)CF1 Director (AR) (17 Jul 2008 to 13 Jul 2010)
  • Mark Thomas Hartshorne

    IRN MTH01062

    • (1773)CF1 Director (AR) (24 Oct 2008 to 12 Nov 2024)
  • Mark Underwood

    IRN MXU01065

    • (2540)CF1 Director (AR) (16 Dec 2010 to 14 Aug 2017)
  • Mark Wainwright

    IRN MXW01704

    • (576)CF1 Director (AR) (11 May 2006 to 25 Jun 2007)
  • Mark Wilfred Wright

    IRN MWW01059

    • (122)CF1 Director (AR) (since 4 Nov 2013)
    • (1673)CF1 Director (AR) (29 Dec 2008 to 13 Nov 2012)
  • Mark Wilkinson

    IRN MXW01827

    • (50)CF1 Director (AR) (22 Jan 2009 to 6 Aug 2010)
  • Mark Woodhouse

    IRN MXW01738

    • (541)CF1 Director (AR) (2 Mar 2007 to 20 Sep 2009)
  • Martin Alan Clements

    IRN MAC01366

    • (1109)CF1 Director (AR) (19 Dec 2012 to 10 Apr 2015)
  • Martin Andrew Wilson

    IRN MAW01285

    • (2279)SMF3 (AR) Executive Director function (9 Dec 2019 to 17 Sep 2024)
    • (2280)CF1 Director (AR) (23 Sep 2008 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (308)SMF3 (AR) Executive Director function

  2. controlled function added: (307)SMF3 (AR) Executive Director function

  3. controlled function added: (306)SMF2 Chief Finance

  4. controlled function added: (305)SMF3 (AR) Executive Director function

  5. controlled function added: (304)SMF3 (AR) Executive Director function

  6. controlled function added: (303)SMF3 (AR) Executive Director function

  7. controlled function added: (302)SMF18 Other Overall Responsibility

  8. controlled function added: (301)SMF3 (AR) Executive Director function

  9. controlled function added: (300)SMF3 (AR) Executive Director function

  10. controlled function added: (299)CF1 Director (AR)

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