Itc Compliance Limited

Date authorised
1 April 2013
Companies House
04874285
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700
    Web
    https://www.itccompliance.co.uk

  • Complaints Contact

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

  • Consumer Hire

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Consumer Hire Servicing

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Powell

    IRN RXP01408

    • (1871)SMF3 (AR) Executive Director function (9 Dec 2019 to 10 Mar 2021)
    • (1872)CF1 Director (AR) (9 Apr 2011 to 8 Dec 2019)
  • Roger Thompson

    IRN RXT01421

    • (18)CF1 Director (AR) (10 Dec 2008 to 10 Dec 2010)
  • Roger Walburn

    IRN RXW01522

    • (1639)CF1 Director (AR) (24 Nov 2008 to 28 Aug 2011)
  • Roger William Colling-Morgan

    IRN RXC01517

    • (877)CF1 Director (AR) (18 May 2007 to 1 Oct 2009)
  • Roger Winstone Miles

    IRN RWM01078

    • (922)CF4 Partner (AR) (10 May 2006 to 3 Sep 2008)
  • Roland Schaack

    IRN RXS03103

    • (2465)SMF3 Executive Director (3 Aug 2021 to 9 Aug 2021)
    • (2466)SMF3 (AR) Executive Director function (3 Aug 2021 to 29 Jul 2022)
    • (2467)CF1 Director (AR) (22 Feb 2021 to 6 May 2021)
  • Ronald George Hurst

    IRN RGH01122

    • (1001)CF1 Director (AR) (23 Oct 2017 to 4 Dec 2018)
  • Ronald James Bird

    IRN RJB01396

    • (682)CF1 Director (AR) (22 Dec 2010 to 14 Oct 2015)
  • Ronald Joseph

    IRN RXJ01320

    • (1187)CF1 Director (AR) (18 Jun 2015 to 30 Mar 2016)
  • Ronald Rickard

    IRN RXR01405

    • (125)CF1 Director (AR) (19 Dec 2008 to 17 May 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (308)SMF3 (AR) Executive Director function

  2. controlled function added: (307)SMF3 (AR) Executive Director function

  3. controlled function added: (306)SMF2 Chief Finance

  4. controlled function added: (305)SMF3 (AR) Executive Director function

  5. controlled function added: (304)SMF3 (AR) Executive Director function

  6. controlled function added: (303)SMF3 (AR) Executive Director function

  7. controlled function added: (302)SMF18 Other Overall Responsibility

  8. controlled function added: (301)SMF3 (AR) Executive Director function

  9. controlled function added: (300)SMF3 (AR) Executive Director function

  10. controlled function added: (299)CF1 Director (AR)

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