Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stephen Bernard Cullen
IRN SBC01056
- (1454)CF1 Director (AR) (22 Jul 2008 to 12 Sep 2025)
Stephen Boardman
IRN SXB02391
- (1316)CF1 Director (AR) (11 Jan 2010 to 31 Dec 2010)
Stephen Calvin
IRN SXC01732
- (163)CF1 Director (AR) (since 10 Oct 2012)
Stephen Charles Hunt
IRN SCH01145
- (2260)CF1 Director (AR) (12 Nov 2008 to 24 Sep 2013)
Stephen Charles Puttock
IRN SCP01109
- (57)CF1 Director (AR) (since 24 Apr 2018)
Stephen Crone
IRN SXC01767
- (2193)SMF3 (AR) Executive Director function (20 Feb 2022 to 17 Oct 2023)
Stephen Dinsdale
IRN SXD01673
- (11)CF1 Director (AR) (17 Dec 2008 to 28 May 2015)
Stephen Ellis
IRN SXE01312
- (1210)CF1 Director (AR) (8 Nov 2010 to 1 Oct 2011)
Stephen Ernest Brown
IRN SXB01866
- (2317)CF7 Sole Trader (AR) (8 Mar 2005 to 31 Jan 2007)
Stephen Featherstone
IRN SXF01390
- (385)CF1 Director (AR) (14 Jan 2008 to 15 Oct 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (306)SMF2 Chief Finance
2 weeks ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 weeks ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.