Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Rupert James Wood
IRN RJW01358
- (1811)CF1 Director (AR) (19 Mar 2012 to 19 Nov 2014)
Russell Barclay Dacre
IRN RBD01017
- (210)CF1 Director (AR) (since 23 Jan 2012)
Russell Dorian Gray
IRN RDG01077
- (1967)CF1 Director (AR) (6 Feb 2008 to 30 Jun 2011)
Russell Graves
IRN RXG01458
- (334)CF1 Director (AR) (17 Mar 2008 to 2 Feb 2009)
Russell John Fennell
IRN RJF01120
- (703)CF1 Director (AR) (29 Mar 2011 to 25 Jul 2011)
Russell John Jenkins
IRN RJJ01054
- (399)CF1 Director (AR) (22 Nov 2007 to 16 Apr 2015)
Russell Mark Blakey
IRN RMB01221
- (1281)CF1 Director (AR) (29 Jan 2010 to 24 Feb 2011)
Russell Prince
IRN RXP01490
- (602)CF1 Director (AR) (7 Jul 2005 to 30 Dec 2005)
Russell Robert Andrew
IRN RRA01027
- (1482)CF1 Director (AR) (1 Dec 2015 to 13 Sep 2021)
Ruth Mary Brunger
IRN RMB01211
- (1391)CF1 Director (AR) (20 Feb 2009 to 31 Dec 2010)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (306)SMF2 Chief Finance
2 weeks ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 weeks ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.