Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Roger David Joy
IRN RDJ01058
- (75)CF1 Director (AR) (since 10 Jul 2025)
Roger Ely Gledhill Titterington
IRN RET01042
- (923)CF1 Director (AR) (25 Jan 2008 to 29 Aug 2019)
Roger Frederick Benn
IRN RFB01068
- (19)CF1 Director (AR) (18 Feb 2009 to 31 Dec 2010)
Roger Hamilton
IRN RXH01519
- (2309)CF1 Director (AR) (21 Jul 2009 to 28 Dec 2010)
Roger Harding
IRN RXH01540
- (846)CF4 Partner (AR) (7 Oct 2008 to 16 Dec 2010)
Roger Haydn Booth
IRN RXB01711
- (362)CF1 Director (AR) (12 Dec 2007 to 17 Dec 2009)
Roger James Chapman
IRN RJC01268
- (2361)CF1 Director (AR) (2 Aug 2007 to 24 Mar 2011)
Roger Langford
IRN RXL01357
- (502)CF1 Director (AR) (19 Feb 2007 to 7 Mar 2011)
Roger Peel
IRN RXP01645
- (2276)CF1 Director (AR) (2 Oct 2009 to 10 Jan 2014)
Roger Percival
IRN RXP01552
- (2251)CF1 Director (AR) (14 Mar 2007 to 27 Jun 2008)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (308)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (307)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (306)SMF2 Chief Finance
1 week ago
controlled function added: (305)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (304)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (303)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (302)SMF18 Other Overall Responsibility
1 week ago
controlled function added: (301)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (300)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.