Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan Charles Piper
IRN ACP01102
- (615)CF7 Sole Trader (AR) (4 Feb 2005 to 31 Jan 2007)
Alan Claridge
IRN AXC01961
- (535)CF1 Director (AR) (9 Apr 2008 to 9 May 2008)
Alan Collins
IRN AXC02154
- (1437)CF1 Director (AR) (20 Jul 2009 to 19 Feb 2010)
Alan David Howard
IRN ADH01134
- (2104)CF1 Director (AR) (28 Oct 2009 to 24 Jun 2013)
Alan Derek Wileman
IRN ADW01118
- (557)CF1 Director (AR) (31 Jul 2006 to 17 Jul 2008)
Alan Edward Dodson
IRN AED01045
- (118)CF1 Director (AR) (since 14 Jul 2015)
- (1731)CF1 Director (AR) (5 Apr 2009 to 16 Jan 2015)
Alan George Bryer
IRN AXB02033
- (678)CF1 Director (AR) (10 Feb 2009 to 9 Oct 2009)
Alan Henry Brooke
IRN AHB01079
- (537)CF1 Director (AR) (15 Feb 2007 to 2 Apr 2007)
Alan Henry Walton
IRN AHW01032
- (1994)CF1 Director (AR) (27 May 2009 to 15 Mar 2015)
Alan Howell
IRN AXH02359
- (1686)CF1 Director (AR) (22 Nov 2012 to 24 Aug 2015)

Smaller firms operating under this firm's FCA authorisation.

Blue Skies Travel (no longer appointed)
FRN 493294 · Appointed 20 Dec 2008 · Until 31 Dec 2010
John Semple Travel Ltd (no longer appointed)
FRN 493295 · Appointed 20 Dec 2008 · Until 21 Feb 2013
Strathmore Travel Ltd (no longer appointed)
FRN 493290 · Appointed 19 Dec 2008 · Until 17 May 2012
Terence Brentnall (no longer appointed)
FRN 493291 · Appointed 19 Dec 2008 · Until 31 Dec 2010
Seaside Travel Ltd (no longer appointed)
FRN 493283 · Appointed 19 Dec 2008 · Until 31 Dec 2010
Travellers Secrets Limited (no longer appointed)
FRN 493281 · Appointed 19 Dec 2008 · Until 7 Jul 2022
C.W. Moxon Limited (no longer appointed)
FRN 493288 · Appointed 19 Dec 2008 · Until 7 Mar 2012
Newmont Travel Limited (no longer appointed)
FRN 493284 · Appointed 19 Dec 2008 · Until 25 Feb 2022
Travelwise (Wales) Ltd (no longer appointed)
FRN 493292 · Appointed 19 Dec 2008 · Until 21 Dec 2010
Crimson Holidays Ltd (no longer appointed)
FRN 493285 · Appointed 19 Dec 2008 · Until 28 Apr 2009

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (306)SMF2 Chief Finance
2 days ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.