Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Philip Clements
IRN PXC01725
- (2332)CF1 Director (AR) (6 Sep 2006 to 9 Oct 2015)
Philip Edmund Cook
IRN PEC01065
- (1549)CF1 Director (AR) (28 Nov 2008 to 14 Jul 2010)
Philip Ernest Thompson
IRN PET01017
- (890)CF1 Director (AR) (9 Nov 2006 to 3 Jul 2009)
Philip Forward
IRN PXF01216
- (1441)SMF3 (AR) Executive Director function (9 Dec 2019 to 4 Apr 2025)
- (1442)CF1 Director (AR) (25 Apr 2017 to 8 Dec 2019)
Philip Harvey
IRN PXH01551
- (700)CF1 Director (AR) (21 Sep 2012 to 15 Feb 2018)
Philip Hindley
IRN PXH01718
- (1380)CF1 Director (AR) (26 Jan 2009 to 12 May 2010)
Philip James Lightfoot
IRN PJL01185
- (553)CF1 Director (AR) (19 Aug 2010 to 1 Jun 2011)
Philip John Gardner
IRN PJG01231
- (1350)CF1 Director (AR) (22 Oct 2009 to 11 May 2011)
Philip John ONeill
IRN PJO01081
- (1303)CF1 Director (AR) (6 May 2010 to 22 Dec 2011)
Philip John Vickers
IRN PJV01029
- (2326)CF1 Director (AR) (19 Nov 2007 to 18 Nov 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (308)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (307)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (306)SMF2 Chief Finance
6 days ago
controlled function added: (305)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (304)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (303)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (302)SMF18 Other Overall Responsibility
6 days ago
controlled function added: (301)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (300)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.