Itc Compliance Limited

Date authorised
1 April 2013
Companies House
04874285
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700
    Web
    https://www.itccompliance.co.uk

  • Complaints Contact

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

  • Consumer Hire

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Consumer Hire Servicing

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • RAYMOND JOHN BRATT

    IRN RJB01475

    • (979)CF1 Director (AR) (14 Nov 2008 to 10 Jan 2013)
  • RICHARD ACKLAND

    IRN RXA01876

    • (2400)SMF3 (AR) Executive Director function (9 Dec 2019 to 27 Jun 2022)
    • (2401)CF1 Director (AR) (2 Jun 2015 to 8 Dec 2019)
  • ROBERT NORMAN BURRELL

    IRN RNB01048

    • (2117)SMF3 (AR) Executive Director function (9 Dec 2019 to 15 Apr 2020)
    • (2118)CF1 Director (AR) (20 Nov 2019 to 8 Dec 2019)
  • Rachel Lyn Williams

    IRN RLW01072

    • (1042)CF1 Director (AR) (2 Jun 2014 to 9 Jan 2019)
  • Rachel Mather

    IRN RXM02351

    • (1130)CF1 Director (AR) (27 Nov 2012 to 10 Jul 2013)
  • Rachel Read

    IRN RMR01090

    • (1104)CF1 Director (AR) (25 Apr 2013 to 11 Jun 2014)
  • Rachel Rowlands

    IRN RXR01311

    • (988)CF3 Chief Executive (AR) (18 Apr 2011 to 30 Apr 2012)
  • Rafael M Zambrano

    IRN RXZ00042

    • (263)SMF7 Group Entity Senior Manager (since 2 Aug 2023)
  • Raheel Rashid

    IRN RXR01514

    • (1830)CF1 Director (AR) (17 Nov 2011 to 2 Mar 2020)
  • Rajeev Kochhar

    IRN RXK01312

    • (578)CF1 Director (AR) (12 May 2006 to 18 May 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (308)SMF3 (AR) Executive Director function

  2. controlled function added: (307)SMF3 (AR) Executive Director function

  3. controlled function added: (306)SMF2 Chief Finance

  4. controlled function added: (305)SMF3 (AR) Executive Director function

  5. controlled function added: (304)SMF3 (AR) Executive Director function

  6. controlled function added: (303)SMF3 (AR) Executive Director function

  7. controlled function added: (302)SMF18 Other Overall Responsibility

  8. controlled function added: (301)SMF3 (AR) Executive Director function

  9. controlled function added: (300)SMF3 (AR) Executive Director function

  10. controlled function added: (299)CF1 Director (AR)

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