Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Emma Knowslon Roberts
IRN EXK01263
- (1084)CF1 Director (AR) (18 Jun 2013 to 8 Mar 2018)
Emma Louise Eales
IRN ELE01010
- (79)CF1 Director (AR) (since 12 Jan 2017)
Emma Louise Gouldstone
IRN EXG18713
- (1486)CF1 Director (AR) (20 Aug 2019 to 8 Dec 2022)
Emma Loulie Vaz
IRN EXV31233
- (1601)CF1 Director (AR) (24 Feb 2020 to 9 Mar 2026)
Endaf Howell Jones
IRN EHJ01008
- (1591)CF1 Director (AR) (13 Nov 2008 to 10 Dec 2021)
Eric David Cook
IRN EDC01015
- (514)CF1 Director (AR) (5 Oct 2006 to 3 Oct 2007)
Eric Graham Sharpen
IRN EGS01012
- (263)CF1 Director (AR) (13 Nov 2008 to 31 Dec 2009)
Eric Henderson
IRN EXH01201
- (588)CF1 Director (AR) (24 Mar 2006 to 22 Mar 2010)
Erica Joan Duggan
IRN EJD01045
- (1472)CF1 Director (AR) (19 Jan 2009 to 1 Sep 2017)
Erik Jan Vlek
IRN EJV01010
- (1149)CF1 Director (AR) (8 Jun 2012 to 9 Jul 2014)

Smaller firms operating under this firm's FCA authorisation.

Repairs Claims Solutions Ltd (no longer appointed)
FRN 521840 · Appointed 8 Apr 2010 · Until 16 Nov 2012
CBS Hertford Limited (no longer appointed)
FRN 521685 · Appointed 6 Apr 2010 · Until 13 Aug 2010
CB Cars (no longer appointed)
FRN 435549 · Appointed 6 Apr 2010 · Until 11 Sep 2012
Sidney Jackson & Son Ltd (no longer appointed)
FRN 521684 · Appointed 6 Apr 2010 · Until 15 Nov 2023
Toll House Garage (Slinford) Limited (no longer appointed)
FRN 521676 · Appointed 6 Apr 2010 · Until 8 Oct 2010
Dace Motor Company Limited (no longer appointed)
FRN 521614 · Appointed 2 Apr 2010 · Until 20 Jan 2016
Lloyd Motors South Lakes Limited (no longer appointed)
FRN 521462 · Appointed 31 Mar 2010 · Until 18 Jan 2016
Grange Motors Ltd (no longer appointed)
FRN 521452 · Appointed 31 Mar 2010 · Until 25 Jul 2013
Autobase Ltd (no longer appointed)
FRN 521531 · Appointed 31 Mar 2010 · Until 13 Oct 2011
Switch Gas and Electric Limited (no longer appointed)
FRN 521536 · Appointed 31 Mar 2010 · Until 3 Mar 2011

Updates to this firm's record on the FCA register.

21 hours ago
controlled function added: (308)SMF3 (AR) Executive Director function
21 hours ago
controlled function added: (307)SMF3 (AR) Executive Director function
21 hours ago
controlled function added: (306)SMF2 Chief Finance
21 hours ago
controlled function added: (305)SMF3 (AR) Executive Director function
21 hours ago
controlled function added: (304)SMF3 (AR) Executive Director function
21 hours ago
controlled function added: (303)SMF3 (AR) Executive Director function
21 hours ago
controlled function added: (302)SMF18 Other Overall Responsibility
21 hours ago
controlled function added: (301)SMF3 (AR) Executive Director function
21 hours ago
controlled function added: (300)SMF3 (AR) Executive Director function
21 hours ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.