Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nigel David Yeomans
IRN NDY00003
- (1742)CF1 Director (AR) (4 Feb 2009 to 29 Jan 2025)
Nigel Evans
IRN NXE01069
- (2370)CF1 Director (AR) (21 Aug 2008 to 16 Feb 2010)
Nigel Geoffrey Platt
IRN NGP01032
- (103)CF1 Director (AR) (1 Dec 2008 to 4 Jun 2010)
Nigel John Bolt
IRN NJB01243
- (147)CF1 Director (AR) (30 Apr 2009 to 23 Aug 2010)
Nigel John Findlow
IRN NJF01070
- (1676)CF1 Director (AR) (30 Mar 2007 to 1 Jun 2023)
Nigel John Saddington
IRN NJS01208
- (146)CF4 Partner (AR) (10 Sep 2008 to 27 Aug 2009)
Nigel Jonathan Hughes
IRN NJH01189
- (2099)CF1 Director (AR) (18 Jun 2007 to 16 Jun 2008)
Nigel Littler
IRN NXL01116
- (854)CF1 Director (AR) (23 Jul 2008 to 1 Apr 2011)
Nigel Martin Shaw
IRN NXS00386
- (22)CF1 Director (AR) (since 25 May 2022)
Nigel McGurk
IRN NXM01303
- (1802)CF1 Director (AR) (22 Jul 2011 to 15 Aug 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (306)SMF2 Chief Finance
2 days ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.