Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nicola Morris
IRN NXM01497
- (1280)CF1 Director (AR) (9 Dec 2009 to 9 Oct 2013)
Nicola Park
IRN NXP01375
- (1297)CF1 Director (AR) (20 Jan 2010 to 31 Dec 2010)
Nigel Adrian White
IRN NAW01105
- (2106)CF1 Director (AR) (6 Nov 2009 to 10 Jan 2023)
Nigel Alan Clegg
IRN NAC01074
- (848)CF1 Director (AR) (2 Jun 2006 to 16 Oct 2013)
Nigel Alfred Seddon
IRN NAS01125
- (1291)CF1 Director (AR) (30 Nov 2009 to 27 Dec 2018)
Nigel Andrew Knowlson
IRN NAK01018
- (207)CF1 Director (AR) (since 28 Oct 2013)
Nigel Charles Tonkin
IRN NXT24058
- (1540)CF1 Director (AR) (9 Feb 2021 to 1 Aug 2022)
Nigel David Adams
IRN NDA01032
- (1644)CF1 Director (AR) (13 Nov 2008 to 24 Sep 2020)
Nigel David Burke
IRN NDB01050
- (1766)CF1 Director (AR) (18 Jun 2012 to 31 Mar 2015)
Nigel David Stirk
IRN NDS01047
- (645)CF1 Director (AR) (26 Jul 2012 to 29 Apr 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (306)SMF2 Chief Finance
2 days ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.