Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

RAYMOND JOHN BRATT
IRN RJB01475
- (979)CF1 Director (AR) (14 Nov 2008 to 10 Jan 2013)
RICHARD ACKLAND
IRN RXA01876
- (2400)SMF3 (AR) Executive Director function (9 Dec 2019 to 27 Jun 2022)
- (2401)CF1 Director (AR) (2 Jun 2015 to 8 Dec 2019)
ROBERT NORMAN BURRELL
IRN RNB01048
- (2117)SMF3 (AR) Executive Director function (9 Dec 2019 to 15 Apr 2020)
- (2118)CF1 Director (AR) (20 Nov 2019 to 8 Dec 2019)
Rachel Lyn Williams
IRN RLW01072
- (1042)CF1 Director (AR) (2 Jun 2014 to 9 Jan 2019)
Rachel Mather
IRN RXM02351
- (1130)CF1 Director (AR) (27 Nov 2012 to 10 Jul 2013)
Rachel Read
IRN RMR01090
- (1104)CF1 Director (AR) (25 Apr 2013 to 11 Jun 2014)
Rachel Rowlands
IRN RXR01311
- (988)CF3 Chief Executive (AR) (18 Apr 2011 to 30 Apr 2012)
Rafael M Zambrano
IRN RXZ00042
- (263)SMF7 Group Entity Senior Manager (since 2 Aug 2023)
Raheel Rashid
IRN RXR01514
- (1830)CF1 Director (AR) (17 Nov 2011 to 2 Mar 2020)
Rajeev Kochhar
IRN RXK01312
- (578)CF1 Director (AR) (12 May 2006 to 18 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.