Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Robin Luscombe
IRN RXL01457
- (1865)CF1 Director (AR) (25 Jun 2010 to 15 Jun 2015)
Rocky Mark James O Leary
IRN MJO01142
- (1295)CF1 Director (AR) (18 May 2009 to 13 Sep 2010)
Roderick Iain Fraser
IRN RIF01008
- (2443)CF4 Partner (AR) (14 Jul 2005 to 11 Oct 2006)
Roderick Stuart Meechan
IRN RSM01098
- (1704)CF1 Director (AR) (29 Jun 2009 to 16 Aug 2022)
Rodney Boyes
IRN RXB02739
- (1005)CF1 Director (AR) (13 Dec 2016 to 19 Mar 2018)
Rodney Cole
IRN RXC01501
- (964)CF1 Director (AR) (15 Jul 2009 to 6 Dec 2011)
Rodney Frederick Bennett Trueman
IRN RFT01012
- (2375)CF1 Director (AR) (22 Oct 2008 to 24 Feb 2010)
Rodney James Smith
IRN RJS01338
- (768)CF1 Director (AR) (16 Apr 2012 to 13 Oct 2015)
Roger Bristow
IRN RXB02049
- (1286)CF1 Director (AR) (19 Aug 2010 to 10 May 2013)
Roger Clive Griffiths
IRN RCG01061
- (959)CF1 Director (AR) (27 Sep 2006 to 21 Jan 2008)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.