Itau BBA International PLC

• Principal Place of Business

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

  Web

  https://www.itau.com.br/itaubba-en/international

• Complaints Contact

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gay Huey Evans

  IRN GXH01479

  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 21 Aug 2020)
  • CF2 Non Executive Director (18 Dec 2012 to 6 Mar 2016)
• Guilherme Becak David

  IRN GXB00635

  • [FCA CF] Client dealing (since 21 Feb 2025)
• Gustavo Azevedo Dantes dos Reis

  IRN GAR01100

  • CF30 Customer (1 Jul 2015 to 6 Mar 2016)
• Henrique Prado

  IRN HXP00199

  • [FCA CF] Client dealing (since 17 Jan 2023)
• Igor Grifo Ribeiro

  IRN IXR00127

  • [FCA CF] Client dealing (since 21 Feb 2025)
• Ima Alero Scotney

  IRN IXS75293

  • [FCA CF] Material risk taker (22 Feb 2020 to 31 Mar 2021)
• Isabela Paiva Ritzmann

  IRN IXR00128

  • [FCA CF] Client dealing (since 27 Feb 2025)
• Jean-Marc Etlin

  IRN JXE75294

  • Director of firm who is not a certification employee or a SMF manager (5 May 2016 to 17 Dec 2021)
• Jean-Paul Laxague

  IRN JXL75286

  • [FCA CF] Client dealing (since 13 Nov 2017)
  • [FCA CF] Manager of certification employee (22 Feb 2019 to 22 Sep 2022)
• Joao Pedro da Luz Fonseca

  IRN JPD01180

  • SMF2 Chief Finance (since 7 Mar 2016)
  • CF28 Systems and controls (16 Dec 2013 to 6 Mar 2016)

No changes recorded yet.