Itau BBA International PLC

• Principal Place of Business

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

  Web

  https://www.itau.com.br/itaubba-en/international

• Complaints Contact

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James wallwork

  IRN AXW00233

  • SMF5 Head of Internal Audit (4 May 2021 to 3 Jul 2025)
• Aneli Gonzalez Meneses

  IRN AXG01367

  • [FCA CF] Manager of certification employee (since 24 Sep 2024)
  • [FCA CF] Client dealing (since 7 Mar 2017)
  • [FCA CF] Material risk taker (22 Feb 2019 to 30 Mar 2022)
  • CF30 Customer (6 Jan 2014 to 6 Mar 2016)
• Antonio Lopez Rivas

  IRN AXL01443

  • CF30 Customer (8 Jan 2015 to 6 Mar 2016)
• Artur Ornelas Lourenco Gomes

  IRN AOG00008

  • CF30 Customer (20 May 2015 to 16 Oct 2015)
• Barbara Rippa

  IRN BXR01223

  • CF30 Customer (10 Apr 2013 to 18 Dec 2014)
• Beatriz Dal Poz Jurik

  IRN BXS01819

  • [FCA CF] Manager of certification employee (22 Feb 2019 to 25 Jun 2021)
  • [FCA CF] Client dealing (7 Mar 2017 to 30 Aug 2022)
  • CF30 Customer (26 Aug 2014 to 6 Mar 2016)
• Bernardo Reis e Sousa

  IRN BXR00179

  • [FCA CF] Client dealing (23 Feb 2023 to 20 Apr 2023)
• CAROLINA CHAVES D'AVOLA

  IRN CCD01041

  • CF30 Customer (18 Dec 2012 to 1 Oct 2013)
• Caio Ibrahim David

  IRN CID01021

  • SMF9 Chair of the Governing Body (22 Mar 2019 to 31 Jan 2021)
  • SMF10 Chair of the Risk Committee (3 Apr 2017 to 22 Mar 2019)
• Camila Weeks

  IRN CXW79296

  • [FCA CF] Material risk taker (since 7 Mar 2017)

No changes recorded yet.