Date authorised
1 April 2013
Companies House
05189046
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fabric Building
    Suite 5
    30 Queen Street
    Manchester
    M2 5HX
    UNITED KINGDOM
    Phone
    +441616414909
  • Complaints Contact

    Fabric Building
    Suite 5
    30 Queen Street
    Manchester
    M2 5HX
    UNITED KINGDOM
    Phone
    +441616414909

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Charles Johnson

    IRN ECJ01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 1 Feb 2011)
    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2011)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 1 Feb 2011)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Kathryn Anne Giddens

    IRN KAG01066

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Oct 2009 to 8 Dec 2019)
  • Maria Olimpia Johnson

    IRN MXJ00134

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Maria Olympia Johnson

    IRN MOJ01003

    • CF1 Director (14 Jan 2005 to 23 Sep 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.