Isio Investment Solutions Limited

• Principal Place of Business

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

  Web

  https://www.isio.com

• Complaints Contact

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Commercial, Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary Paul Mallon

  IRN GPM01035

  • CF30 Customer (1 Nov 2007 to 15 May 2008)
  • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 31 Oct 2007)
• Gerard McIntyre

  IRN GXM00323

  • [FCA CF] Client dealing (18 May 2021 to 23 Oct 2023)
• Iain Woolley

  IRN IXW00104

  • [FCA CF] Client dealing (15 Jun 2022 to 23 Oct 2023)
• Ian Mark Griffiths

  IRN IMG01014

  • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 19 Jan 2007)
• Ian Richard Pain

  IRN IXP00026

  • SMF3 Executive Director (14 Jul 2023 to 31 May 2025)
• Ian Roderick Macvie

  IRN IRM01040

  • CF21 Investment Adviser (24 Jun 2003 to 1 Apr 2005)
• James Butcher

  IRN JRB01299

  • CF30 Customer (18 Aug 2010 to 29 Feb 2012)
• James Edmund Atherton

  IRN JEA01040

  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
• Jamie Martin Willis

  IRN JMW01146

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF21 Investment Adviser (18 Jul 2006 to 31 Oct 2007)
  • CF1 Director (5 Jul 2004 to 31 Mar 2010)
  • CF22 Investment Adviser (Trainee) (8 Feb 2002 to 1 Apr 2002)
• Jeremy Trevor Towler

  IRN JTT01021

  • CF30 Customer (15 Jul 2013 to 25 Sep 2015)

No changes recorded yet.