Date authorised
3 February 2020
Companies House
12107897
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    STOK
    43-59 Prince's Street
    Stockport
    SK1 1RX
    UNITED KINGDOM
    Phone
    +4403300550070
  • Complaints Contact

    STOK
    43-59 Princes Street
    Stockport
    Stockport
    SK1 1RX
    UNITED KINGDOM
    Phone
    +4403300550070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alia Braithwaite

    IRN AXB00436

    • [FCA CF] Significant management (1 Nov 2020 to 1 Mar 2022)
  • Mark Rigby

    IRN MXR02609

    • Responsible for Insurance Distribution (since 24 Dec 2021)
    • SMF3 Executive Director (since 24 Dec 2021)
  • Michael James Brigden

    IRN MXB19500

    • SMF1 Chief Executive (3 Feb 2020 to 4 Jan 2022)
    • Responsible for Insurance Distribution (3 Feb 2020 to 4 Jan 2022)
    • SMF3 Executive Director (3 Feb 2020 to 4 Jan 2022)
  • Michal Tesar

    IRN MXT23523

    • [FCA CF] Significant management (9 Dec 2019 to 29 Feb 2024)
  • Philip Warburton

    IRN PXW19501

    • SMF3 Executive Director (3 Feb 2020 to 29 Sep 2021)
  • Rebecca Jayne Vickers

    IRN RXV23522

    • [FCA CF] Significant management (2 Feb 2020 to 29 Feb 2024)
  • Shiraz Laheri

    IRN SXL00330

    • [FCA CF] Significant management (4 May 2021 to 1 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.