IQUW Syndicate Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Charles Henry Diccon Earle
IRN CHE01002
- CF1 Director (AR) (1 Dec 2006 to 31 Dec 2013)
Charlotte Boulegue
IRN CXB00773
- [FCA CF] Significant management (16 Feb 2023 to 20 Mar 2024)
Charlotte Mary Constable
IRN CXC00667
- CF1 Director (AR) (since 4 Sep 2023)
- SMF2 Chief Finance (since 4 Jul 2023)
Christopher Eric Watson
IRN CEW01071
- SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 10 May 2021)
- SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (15 Apr 2013 to 6 Mar 2016)
Christopher Neil McGinn
IRN CNM01018
- CF2 Non Executive Director (AR) (25 Nov 2011 to 6 Jan 2012)
Christopher Watson
IRN CXW00553
- Director of firm who is not a certification employee or a SMF manager (28 Mar 2023 to 21 Jul 2025)
Daniel Newton
IRN DXN00141
- [FCA CF] Significant management (16 Feb 2023 to 3 Jul 2023)
David Anthony Holden
IRN DAH01215
- CF3 Chief Executive (AR) (24 Jan 2007 to 29 Jun 2012)
- CF1 Director (AR) (24 Jan 2007 to 4 May 2012)
David Charles Arthur Greenwood
IRN DXG00306
- SMF24 Chief Operations (since 6 Jul 2023)
David John Pye
IRN DJP01134
- CF2 Non Executive Director (21 Nov 2007 to 19 Apr 2013)

Smaller firms operating under this firm's FCA authorisation.

IQUW Syndicate Services Limited
FRN 402561 · Appointed 14 Jan 2005
Lynbrook Insurance Services Ltd (no longer appointed)
FRN 403754 · Appointed 14 Aug 2015 · Until 10 Oct 2019
E Red Ltd (no longer appointed)
FRN 462199 · Appointed 5 Jan 2007 · Until 4 May 2012
Arista Insurance Ltd (no longer appointed)
FRN 459593 · Appointed 2 Nov 2006 · Until 31 Dec 2013
ERS (A&H) Limited (no longer appointed)
FRN 402562 · Appointed 14 Jan 2005 · Until 28 Oct 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.