IQ EQ Depositary Company (UK) Limited

Date authorised
1 April 2013
Companies House
05830789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fifth Floor
    Forsyth House
    Cromac Square
    Belfast
    County Antrim
    BT2 8LA
    NORTHERN IRELAND
    Phone
    +4402895907449
    Web
    https://www.iqeq.com

  • Complaints Contact

    Fifth Floor
    Forsyth House
    Cromac Square
    Belfast
    County Antrim
    BT2 8LA
    NORTHERN IRELAND
    Phone
    +4402895907449

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

    Show 4 limitations
    • · The firm can perform only the depositary functions specified.
    • · The firm may act as trustee or depositary of AIFs of the kind defined in FUND 3.11.12R.
    • · The firm may act as trustee or depositary of non-EEA AIFs.
    • · The firm must act as a trustee or depositary only of AIFs of the kind defined in FUND 3.11.12

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Umair Dawood Khan

    IRN UDK01000

    • CF10 Compliance Oversight (9 Jul 2010 to 9 Jul 2010)
    • CF11 Money Laundering Reporting (9 Jul 2010 to 9 Jul 2010)
  • William Cummins

    IRN WXC01298

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2020)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 1 Sep 2020)
    • CF1 Director (6 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.