IPRISM UNDERWRITING AGENCY LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paraag Dave
IRN PXD01579
- CF2 Non Executive Director (17 Feb 2014 to 9 Jan 2017)
Pim Piers
IRN PXP01112
- CF1 Director (29 Jul 2015 to 11 Apr 2016)
Rajesh Bosamia
IRN RXB08825
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (10 Dec 2018 to 8 Dec 2019)
Richard Oxborrow
IRN RXO01202
- CF1 Director (10 Jan 2013 to 19 Jul 2018)
Simon Walter Lloyd
IRN SWL01045
- CF1 Director (16 Jan 2013 to 17 Mar 2017)
Timothy Edward Reynolds
IRN TER01017
- CF28 Systems and controls (1 Nov 2007 to 4 Jun 2009)
- CF1 Director (4 Jul 2007 to 4 Jun 2009)
- CF13 Finance (4 Jul 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

iprism (Special Risks) Limited (no longer appointed)
FRN 724636 · Appointed 6 Nov 2015 · Until 11 Dec 2019
House and Home Insurance Services Ltd (no longer appointed)
FRN 506861 · Appointed 14 Sep 2009 · Until 5 Jan 2024
TBO Services Ltd (no longer appointed)
FRN 485834 · Appointed 8 Jul 2008 · Until 11 Jun 2009
Click 2 Compare Ltd (no longer appointed)
FRN 485538 · Appointed 1 Jul 2008 · Until 5 Jan 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.