Ion Asset Architecture UK Limited

• Principal Place of Business

  Floor 28, 30 St Mary Axe

  London

  EC3A 8BF

  UNITED KINGDOM

  Phone

  +442038771409

  Web

  https://www.ion.fm

• Complaints Contact

  Floor 28, 30 St Mary Axe

  London

  EC3A 8BF

  UNITED KINGDOM

  Phone

  +442038771409

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Philippe Edmond Portheault

  IRN BXP01258

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (11 Apr 2013 to 8 Dec 2019)
• Dan Goldsmith

  IRN DXG01534

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Apr 2013 to 8 Dec 2019)
• Dan Hutter

  IRN DXH02296

  • CF30 Customer (19 Sep 2017 to 4 Jan 2019)
• Dennis Lohfert

  IRN DXL01404

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10 Compliance Oversight (11 Apr 2013 to 8 Dec 2019)
  • CF1 Director (11 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (11 Apr 2013 to 8 Dec 2019)
  • CF3 Chief Executive (11 Apr 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Apr 2013 to 8 Dec 2019)
• Karthik Parasuraman

  IRN KXP01855

  • CF30 Customer (8 Nov 2016 to 31 Jan 2019)
• Lukasz Jerzy Wojtowicz

  IRN LEW01019

  • CF1 Director (11 Apr 2013 to 30 Jun 2014)
  • CF30 Customer (11 Apr 2013 to 25 Sep 2015)
• Magrino Bini

  IRN MXB02349

  • CF30 Customer (24 Apr 2013 to 1 Jun 2017)
• Manuel Sanchez Hernandez

  IRN MXS02935

  • CF30 Customer (10 Jul 2015 to 27 Apr 2016)
• Michael James Ward

  IRN MJW01569

  • CF30 Customer (26 Apr 2013 to 15 Sep 2017)
• Rajvir Christiaan Kumar

  IRN RCK01038

  • CF30 Customer (6 Apr 2016 to 9 Aug 2016)

No changes recorded yet.