Investment Services UK Limited

• Principal Place of Business

  8 Wimpole Street

  London

  Westminster

  W1G 9SP

  UNITED KINGDOM

  Phone

  +4402074368070

  Web

  https://www.isul.co.uk

• Complaints Contact

  8 Wimpole Street

  London

  Westminster

  W1G 9SP

  UNITED KINGDOM

  Phone

  +4402074368070

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amardeep Hiro Melwani

  IRN AHM01033

  • [FCA CF] Client dealing (since 29 Jun 2020)
  • [FCA CF] Material risk taker (since 29 Jun 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF3 Chief Executive (20 Nov 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Nov 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (19 Sep 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (20 Dec 2005 to 8 Dec 2019)
  • CF14 Risk Assessment (20 Dec 2005 to 15 Sep 2006)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF2 Non Executive Director (1 Dec 2001 to 15 Sep 2006)
• Ramlal Hiro Melwani

  IRN RXM01314

  • [FCA CF] Client dealing (since 29 Jun 2020)
  • [FCA CF] Material risk taker (since 29 Jun 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 15 Sep 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Rupert Clifford

  IRN RXC01259

  • CF1 Director (AR) (26 Jun 2014 to 20 Oct 2015)
  • CF3 Chief Executive (AR) (26 Jun 2014 to 20 Oct 2015)
  • CF30 Customer (26 Jun 2014 to 20 Oct 2015)
• Seema Patel

  IRN SXP01303

  • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2005)
• Sonny Saroya

  IRN SXS05583

  • [FCA CF] Client dealing (16 Apr 2025 to 6 Aug 2025)

• Oxford Portfolio Advisers Limited (no longer appointed)

  FRN 625566 · Appointed 12 Jun 2014 · Until 21 Oct 2015

No changes recorded yet.