Investax Management LLP

Date authorised
1 April 2013
Companies House
OC322333
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cop House
    Old Road
    Buckland
    Betchworth
    Surrey
    RH3 7DY
    UNITED KINGDOM
    Phone
    +4401737902102

  • Complaints Contact

    Cop House
    Old Road
    Buckland
    Betchworth
    Surrey
    RH3 7DY
    UNITED KINGDOM
    Phone
    +4401737902102

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Investax Consulting Ltd

    IRN XXI01077

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (8 Nov 2018 to 8 Dec 2019)
  • Elizabeth Ann Alison Lindley

    IRN EAL01020

    • CF4 Partner (2 Feb 2007 to 2 Aug 2018)
  • Howard Steven Lindley

    IRN HSL00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Feb 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (2 Feb 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Feb 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Feb 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Feb 2007 to 31 Oct 2007)
    • CF4 Partner (2 Feb 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Feb 2007 to 21 Jun 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.