InvesTAO Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Arranges Investments

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Charles Marsh
IRN AXM09555
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2025)
- SMF3 Executive Director (since 15 Mar 2022)
- SMF16 Compliance Oversight (since 15 Mar 2022)
Nianci Su
IRN NXS01867
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Mar 2022 to 22 Nov 2024)
- [FCA CF] Client dealing (15 Mar 2022 to 3 Dec 2024)
Shelley Xue Rui Yang
IRN SXY09538
- SMF3 Executive Director (since 15 Mar 2022)
- [FCA CF] Client dealing (since 15 Mar 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.