Invesco Asset Management Limited

• Principal Place of Business

  Perpetual Park

  Perpetual Park Drive

  Henley-on-Thames

  Oxfordshire

  RG9 1HH

  UNITED KINGDOM

  Phone

  +441491416032

  Web

  http://www.invesco.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5TQ

  UNITED KINGDOM

  Phone

  +442075433560

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laura Alice Hadjiconstandis

  IRN LXH00140

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2020)
• Laura Lee

  IRN LXL00362

  • [FCA CF] Material risk taker (since 2 Mar 2026)
  • [FCA CF] Manager of certification employee (since 2 Mar 2026)
• Liesbeth Anne Rubinstein

  IRN LAR01022

  • CF30 Customer (1 Nov 2007 to 31 Oct 2013)
  • CF27 Investment Management (30 Mar 2007 to 31 Oct 2007)
• Lindsay Arthur Missen

  IRN LAM01052

  • CF30 Customer (1 Nov 2007 to 13 Feb 2014)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Lisa Brinkley

  IRN LXB01667

  • CF10 Compliance Oversight (7 Feb 2013 to 3 Mar 2014)
  • CF11 Money Laundering Reporting (7 Feb 2013 to 3 Mar 2014)
• Lorraine Kuo

  IRN LXK00068

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jan 2022)
• Lu Ann Stella Katz

  IRN LAK01038

  • CF1 Director (7 Jul 2009 to 31 Oct 2011)
• Luca Hajime Polenghi

  IRN LHP01005

  • CF30 Customer (1 Nov 2007 to 25 Jan 2011)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Luke Edwin Greenwood

  IRN LEG01011

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 2 Nov 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2020 to 16 Jun 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (9 May 2006 to 31 Oct 2007)
• Mandy Cox

  IRN MXC01031

  • [FCA CF] Functions requiring qualifications (25 Sep 2023 to 5 Mar 2024)

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