Date authorised
29 October 2014
Companies House
07098473
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    145 Leadenhall Street
    London
    EC3V 4QT
    UNITED KINGDOM
    Phone
    +4402038240500
  • Complaints Contact

    145 Leadenhall Street
    London
    EC3V 4QT
    UNITED KINGDOM
    Phone
    +4402038240500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry John Cook

    IRN BJC01080

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (29 Oct 2014 to 8 Dec 2019)
  • Brian Timmis

    IRN BXT00153

    • [FCA CF] Client dealing (9 Jan 2020 to 12 Mar 2024)
  • Christopher Stuart King

    IRN CSK01031

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Oct 2015 to 8 Dec 2019)
  • John Crispin Speers

    IRN JCS01147

    • CF1 Director (29 Oct 2014 to 28 Oct 2015)
  • Laura Stables

    IRN LXS00188

    • SMF3 Executive Director (since 1 Nov 2025)
    • [FCA CF] CASS oversight function (12 Mar 2024 to 4 Nov 2025)
  • Linda Smith

    IRN LXS00185

    • [FCA CF] Client dealing (9 Jan 2020 to 12 Mar 2024)
  • Lorna Picket

    IRN LXP00124

    • [FCA CF] Client dealing (9 Jan 2020 to 12 Mar 2024)
  • Neil David Burningham

    IRN NDB01068

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF28 Systems and controls (29 Oct 2014 to 8 Dec 2019)
    • CF1 Director (29 Oct 2014 to 8 Dec 2019)
    • CF29 Significant management (29 Oct 2014 to 8 Dec 2019)
    • CF3 Chief Executive (29 Oct 2014 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (29 Oct 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Oct 2014 to 30 Sep 2018)
  • Raj Gopal Rupal

    IRN RGR01029

    • CF1 Director (29 Oct 2014 to 28 Oct 2015)
  • Rowland Lloyd Hughes

    IRN RLH01045

    • Director of firm who is not a certification employee or a SMF manager (12 Mar 2024 to 4 Nov 2025)
    • CF2 Non Executive Director (16 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.