Intesa Sanpaolo SpA

• Principal Place of Business

  Intesa San Paolo S P A, 90 Queen Street

  London

  City Of London

  EC4N 1SA

  UNITED KINGDOM

  Phone

  +4402076513000

  Web

  https://imi.intesasanpaolo.com/en/

• Complaints Contact

  Intesa San Paolo S P A, 90 Queen Street

  London

  City Of London

  EC4N 1SA

  UNITED KINGDOM

  Phone

  +4402076513000

• Bank Deposits

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carlo Persico

  IRN CXP01567

  • CF29 Significant management (8 Feb 2012 to 15 Dec 2014)
• Carlo Pizzoli

  IRN CXP01144

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
• Carlos Mariano Reguero Perez

  IRN CMR01136

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jun 2023)
  • SMF16 Compliance Oversight (28 Jun 2023 to 13 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Oct 2019 to 28 Jun 2023)
• Christian Andrew Martin Ayres

  IRN CAA01048

  • CF23 Corporate Finance Adviser (19 May 2003 to 27 Aug 2004)
• Christophe Mickael Erwan Le Lannou

  IRN CML01035

  • CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2002)
• Christopher Bernard Kevin Wall

  IRN CBW01014

  • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2003)
• Christopher Geoffrey Paul Baker

  IRN CGB01041

  • CF21 Investment Adviser (26 May 2006 to 31 Oct 2007)
• Christopher John Banyard

  IRN CJB01220

  • [FCA CF] Proprietary trader (since 7 Dec 2023)
  • [FCA CF] Client dealing (7 Mar 2016 to 7 Dec 2023)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2003)
• Claudia Balsamo

  IRN CXB38416

  • [FCA CF] Client dealing (28 Jul 2017 to 23 Nov 2020)
• Clemente Benelli

  IRN CXB01443

  • CF9 EEA Investment Business Oversight (3 Oct 2002 to 19 Mar 2004)

No changes recorded yet.