Date authorised
1 April 2022
Companies House
13225134
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +442039892800
  • Complaints Contact

    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +442039892800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Dawn Wisbey

    IRN AXW00409

    • SMF16 Compliance Oversight (since 1 Apr 2022)
  • Blair Carnegie Nimmo

    IRN BXN00032

    • SMF29 Limited scope function (limited scope SMCR firms only) (18 Jul 2023 to 1 Apr 2024)
    • SMF1 Chief Executive (1 Apr 2022 to 18 Jul 2023)
  • Mark Robert Raddan

    IRN MXR00292

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 20 Jun 2024)
    • SMF3 Executive Director (1 Apr 2022 to 23 Nov 2022)
  • Matteo Asioli

    IRN MXA00775

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2023)
  • Natalie Hobday

    IRN NXH00215

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2022 to 23 Jan 2023)
  • Ruairidh Gregor Cameron

    IRN RXC00468

    • SMF3 Executive Director (1 Apr 2022 to 23 Nov 2022)
  • William James Wright

    IRN WXW00042

    • SMF3 Executive Director (1 Apr 2022 to 23 Nov 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.