International Investment Management Group (UK)Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christina Ann Hopkins
IRN CAH01150
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (25 Oct 2010 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 20 Oct 2010)
- CF28 Systems and controls (1 Nov 2007 to 25 Oct 2010)
- CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
- CF3 Chief Executive (31 Oct 2004 to 25 Oct 2010)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
Patrick James Ralph
IRN PJR00051
- [FCA CF] Significant management (since 19 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (12 Aug 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (12 Aug 2016 to 30 Sep 2018)
Robert Thomas Harries
IRN RTH01029
- Responsibility for MCD Intermediation (21 Mar 2016 to 15 Apr 2016)
- Responsible for Insurance Mediation (14 Jan 2005 to 15 Apr 2016)
- CF1 Director (31 Oct 2004 to 15 Apr 2016)

Smaller firms operating under this firm's FCA authorisation.

The Real Loan Company Ltd (no longer appointed)
FRN 463843 · Appointed 12 Feb 2007 · Until 1 May 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.