Interactive Investor Services Limited

Date authorised
1 April 2013
Companies House
02101863
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Interactive Investor
    201 Deansgate
    Manchester
    M3 3NW
    UNITED KINGDOM
    Phone
    +443456076001
    Web
    https://www.ii.co.uk

  • Complaints Contact

    Interactive Investor
    201 Deansgate
    Manchester
    M3 3NW
    UNITED KINGDOM
    Phone
    +443456076001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Richards

    IRN DJR01260

    • CF11 Money Laundering Reporting (4 Apr 2016 to 1 Jan 2018)
  • David Ronald Wood

    IRN DRW01089

    • CF26 Customer Trading (10 Mar 2003 to 14 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
  • David William Sutherland

    IRN DWS01103

    • CF10a CASS Oversight function (4 Apr 2012 to 31 Jul 2015)
    • CF1 Director (19 Oct 2011 to 31 Jul 2015)
  • Dawn Reynolds

    IRN DXR01225

    • CF30 Customer (1 Nov 2007 to 21 Mar 2012)
    • CF26 Customer Trading (14 Mar 2003 to 31 Oct 2007)
  • Deborah Askins

    IRN DXA01168

    • CF26 Customer Trading (4 Mar 2003 to 30 Apr 2004)
  • Deborah Byard

    IRN DXB00764

    • SMF2 Chief Finance (since 24 Jan 2023)
  • Derek Daniel O'Herlihy

    IRN DDO01004

    • CF1 Director (30 Oct 2003 to 19 Jun 2008)
    • CF17 Significant Mgt (Other Business Operations) (2 Jun 2003 to 30 Oct 2003)
  • Diana Belcher

    IRN DRL01079

    • CF30 Customer (1 Nov 2007 to 25 Oct 2013)
    • CF26 Customer Trading (16 Jan 2006 to 31 Oct 2007)
  • Dina Parmar

    IRN DXP01505

    • CF30 Customer (1 Nov 2007 to 8 Dec 2014)
    • CF26 Customer Trading (24 Mar 2006 to 31 Oct 2007)
  • Drew Dick

    IRN DXD01767

    • CF28 Systems and controls (11 Jan 2016 to 8 Nov 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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