Interactive Brokers (U.K.) Limited

• Principal Place of Business

  Interactive Brokers (UK) Ltd

  20 Fenchurch Street

  London

  City Of London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +442077105630

  Web

  https://www.interactivebrokers.co.uk

• Complaints Contact

  Interactive Brokers (UK) Ltd, 20 Fenchurch Street

  London

  City Of London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +442077105630

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1, with the exception of financial derivatives as listed: Call option writing (this does not include naked call options) and buy write strategies. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Maria Jose Dieguez Rodriguez

  IRN MXD00462

  • SMF18 Other Overall Responsibility (since 8 Jun 2022)
• Mary Margaret Reyner

  IRN MMR01089

  • CF28 Systems and controls (1 Sep 2013 to 23 Nov 2017)
• Mohamad Addrean Samad

  IRN MXS05475

  • SMF4 Chief Risk (since 19 Mar 2026)
• Nicolas Louis PINON

  IRN NXP00222

  • SMF4 Chief Risk (15 Jun 2022 to 24 Oct 2022)
• Olivier Manuel Christe

  IRN OMC01011

  • CF28 Systems and controls (31 May 2016 to 8 Dec 2019)
• Paul Jonathan Brody

  IRN PJB01251

  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 24 Jan 2023)
  • CF2 Non Executive Director (31 May 2016 to 8 Dec 2019)
• Riccardo Luciani

  IRN RXL00446

  • SMF24 Chief Operations (since 14 Feb 2025)
• Robert Eames Prior

  IRN REP01026

  • CF21 Investment Adviser (6 Feb 2002 to 29 Jan 2003)
  • CF1 Director (6 Feb 2002 to 29 Jan 2003)
• Sophie Aline Anna DAMMAN

  IRN SAD01111

  • CF28 Systems and controls (24 Sep 2012 to 9 May 2014)
• Stephen Anthony Jones

  IRN SAJ01037

  • CF28 Systems and controls (6 Jun 2011 to 20 Sep 2011)

No changes recorded yet.