Date authorised
1 April 2013
Companies House
00798365
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    2 Gresham Street
    London
    EC2V 7AD
    UNITED KINGDOM
    Phone
    +4402076084900
  • Complaints Contact

    4th Floor
    2 Gresham Street
    London
    EC2V 7AD
    UNITED KINGDOM
    Phone
    +4402076084900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Natasja Welch

    IRN NXB00317

    • 16. Safeguarding and administering investments or holding client money
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Client dealing (since 17 Jan 2022)
  • Neil Jonathan Holden

    IRN NJH01075

    • Director of firm who is not a certification employee or a SMF manager (9 May 2023 to 31 May 2023)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 24 Feb 2023)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 9 May 2023)
    • SIMF9 Chairman (12 Feb 2018 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 28 Mar 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (9 May 2014 to 6 Mar 2016)
  • Nicholas Payne

    IRN NXP48116

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2022)
  • Nicolas Cook

    IRN NXC48094

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Nicole Hardy

    IRN NXH00466

    • [FCA CF] Client dealing (1 Nov 2024 to 13 Apr 2026)
  • Nigel John Cooke

    IRN NJC01079

    • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Mar 2002)
    • CF3 Chief Executive (1 Dec 2001 to 19 Mar 2002)
    • CF1 Director (1 Dec 2001 to 19 Mar 2002)
  • Olga Marunchak

    IRN OXM00145

    • SMF24 Chief Operations (since 31 Jul 2025)
    • [FCA CF] Manager of certification employee (17 Jun 2025 to 31 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (17 Jun 2025 to 31 Jul 2025)
    • [FCA CF] Significant management (17 Jun 2025 to 31 Jul 2025)
    • [FCA CF] Client dealing (17 Jun 2025 to 31 Jul 2025)
    • [FCA CF] Material risk taker (17 Jun 2025 to 31 Jul 2025)
  • Paul Evan Oldham

    IRN PEO01006

    • CF2 Non Executive Director (29 Oct 2003 to 14 Jan 2005)
  • Paul Leslie Nield

    IRN PLN01016

    • CF2 Non Executive Director (17 Mar 2005 to 31 Dec 2013)
  • Peter Edward James Le Beau

    IRN PEL01027

    • CF2 Non Executive Director (1 Dec 2001 to 1 Aug 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.