Date authorised
1 April 2013
Companies House
00093792
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4408001076160
  • Complaints Contact

    Customer Relations Team
    PO BOX 255
    Wymondham
    NR18 8DP
    UNITED KINGDOM
    Phone
    +4408001076160

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clare Leslie Goldie-Scot

    IRN CLS01071

    • CF29 Significant management (1 Nov 2007 to 20 Jun 2011)
    • CF17 Significant Mgt (Other Business Operations) (27 Sep 2007 to 31 Oct 2007)
  • Claude Dussault

    IRN CXD00250

    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2021 to 31 Dec 2023)
  • Dale Richard Stewart

    IRN DXS00729

    • [FCA CF] Significant management (since 24 Nov 2022)
    • CF1 Director (AR) (21 Oct 2022 to 23 Jan 2025)
  • Darren Lee McKenzie

    IRN DLM01121

    • SMF24 Chief Operations (13 Mar 2019 to 30 Apr 2019)
    • CF29 Significant management (23 Dec 2015 to 9 Dec 2018)
    • CF1 Director (29 Jul 2015 to 23 Dec 2015)
  • Darren Price

    IRN DXP01864

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Jul 2017)
    • CF29 Significant management (4 Jul 2014 to 6 Mar 2016)
  • David Avery Weymouth

    IRN DAW01130

    • CF1 Director (17 Nov 2009 to 7 Jan 2015)
    • CF28 Systems and controls (30 Jun 2008 to 17 Nov 2009)
    • CF29 Significant management (1 Nov 2007 to 17 Nov 2009)
    • CF17 Significant Mgt (Other Business Operations) (29 Oct 2007 to 31 Oct 2007)
  • David Enoch

    IRN DXE00209

    • [FCA CF] Significant management (1 May 2024 to 30 Apr 2025)
  • David Francis Pitt

    IRN DFP01031

    • CF1 Director (4 May 2010 to 10 Oct 2014)
    • Responsible for Insurance Mediation (4 May 2010 to 22 Feb 2012)
  • David Germain

    IRN DXG15630

    • SMF24 Chief Operations (15 Aug 2019 to 29 Oct 2021)
  • David James Bruce

    IRN DJB01523

    • CF28 Systems and controls (12 Aug 2008 to 6 Jan 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.