Date authorised
1 April 2013
Companies House
00093792
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4408001076160
  • Complaints Contact

    Customer Relations Team
    PO BOX 255
    Wymondham
    NR18 8DP
    UNITED KINGDOM
    Phone
    +4408001076160

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Jane Morrison

    IRN RXM01493

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2022)
  • Ralph Martijn Daals

    IRN RMD01121

    • SMF5 Head of Internal Audit (10 Dec 2018 to 3 Jun 2021)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (8 May 2014 to 6 Mar 2016)
  • Raymond Charles Cox

    IRN RCC01061

    • CF14 Risk Assessment (31 May 2005 to 30 Sep 2006)
    • CF18 Significant Mgt (Insurance Underwriting) (12 Sep 2002 to 30 Sep 2006)
  • Rebecca Jane Henry

    IRN RXH00217

    • [FCA CF] Significant management (since 1 Feb 2021)
  • Richard David Houghton

    IRN RDH01024

    • CF1 Director (12 Jun 2012 to 10 Jul 2015)
  • Richard McMahon

    IRN RXM00116

    • [FCA CF] Significant management (1 Jun 2019 to 30 Jul 2021)
  • Richard Owen Hudson

    IRN ROH01002

    • CF10 Compliance Oversight (19 Aug 2003 to 14 Sep 2004)
    • CF1 Director (1 Dec 2001 to 31 Jul 2004)
  • Richard Paul Greensmith

    IRN PXG01437

    • CF28 Systems and controls (1 Nov 2007 to 1 Mar 2008)
    • CF15 Internal Audit (21 Jul 2006 to 31 Oct 2007)
  • Robert Flynn

    IRN RXF00033

    • [FCA CF] Significant management (1 Oct 2019 to 31 Dec 2025)
  • Robert Graham Leary

    IRN RGL01066

    • SMF10 Chair of the Risk Committee (7 Jul 2021 to 30 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.