Date authorised
30 November 2014
Companies House
06551193
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 4
    Maxwell Road
    Imperial Place
    Borehamwood
    WD6 1JN
    UNITED KINGDOM
    Phone
    +4402089520310
  • Complaints Contact

    Unit 4
    Maxwell Road
    Imperial Place
    Borehamwood
    WD6 1JN
    UNITED KINGDOM
    Phone
    +4402089520310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Blaise Smith

    IRN NBS00001

    • CF1 Director (19 Dec 2016 to 1 Mar 2018)
  • Peter Stefan Ginsberg

    IRN PSG01042

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (6 Aug 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Aug 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (6 Aug 2008 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.