Date authorised
1 April 2013
Companies House
05535821
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    618 Stratford Road
    Sparkhill
    Birmingham
    West Midlands
    B11 4AP
    UNITED KINGDOM
    Phone
    +4401217770600
  • Complaints Contact

    618 Stratford Road
    Sparkhill
    Birmingham
    West Midlands
    B11 4AP
    UNITED KINGDOM
    Phone
    +4401217770600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kuljit Bhamra

    IRN KXB01548

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (13 Apr 2016 to 30 Sep 2018)
    • CF1 Director (22 May 2009 to 8 Dec 2019)
  • Surinder Bhamra

    IRN BXS01378

    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Mar 2021)
    • CF1 Director (22 May 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 May 2009 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (22 May 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.