Date authorised
1 April 2013
Companies House
NI072940
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1
    Potters Quay
    5 Ravenhill Road
    Belfast
    BT6 8DN
    UNITED KINGDOM
    Phone
    +442890735207
  • Complaints Contact

    Unit 1
    Potters Quay
    5 Ravenhill Road
    Belfast
    BT6 8DN
    UNITED KINGDOM
    Phone
    +442890735207

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashok Kumar Songra

    IRN AKS01106

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Mar 2010 to 8 Dec 2019)
  • Cornelius John Higgins

    IRN CJH00074

    • CF1 Director (1 Mar 2010 to 1 Apr 2013)
  • Gavin Mark Higgins

    IRN GMH00042

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Mar 2010 to 30 Sep 2018)
    • CF1 Director (1 Mar 2010 to 8 Dec 2019)
  • Suresh Tharmaratnam

    IRN SXT01568

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.