Date authorised
1 April 2013
Companies House
08122227
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    HEA
    Arena Business Centres
    Holyrood Close
    Poole
    BH17 7FJ
    UNITED KINGDOM
    Phone
    +4401202084911
  • Complaints Contact

    HEA
    Arena Business Centre
    Holyrood Close
    Poole
    Dorset
    BH17 7FJ
    UNITED KINGDOM
    Phone
    +4401202084911

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antony Eric Robert Guattari Stafford

    IRN AES01138

    • CF1 Director (AR) (since 23 Aug 2022)
  • Christopher James Prantl

    IRN CJP00056

    • CF1 Director (1 Nov 2012 to 2 Aug 2013)
    • Responsible for Insurance Mediation (1 Nov 2012 to 2 Aug 2013)
  • Christopher Moody

    IRN CXM00469

    • SMF3 Executive Director (1 Oct 2021 to 6 Oct 2022)
    • CF1 Director (AR) (27 Jul 2021 to 6 Oct 2022)
  • Christopher St. John Yorke

    IRN CSY00011

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (1 Jun 2017 to 22 Jan 2024)
    • Responsible for Insurance Mediation (25 Jul 2016 to 30 Sep 2018)
    • CF1 Director (7 Aug 2014 to 8 Dec 2019)
  • Jonathan Storry Deans

    IRN JXS03665

    • SMF3 Executive Director (since 1 Oct 2021)
    • CF1 Director (AR) (since 16 Dec 2016)
  • Nicholas Yorke

    IRN NXY01063

    • CF1 Director (6 Jun 2013 to 4 Apr 2017)
    • CF1 Director (AR) (10 Jan 2013 to 4 Apr 2017)
  • Philip Nicolaou

    IRN PXN01264

    • CF1 Director (AR) (4 Jan 2017 to 22 Jan 2024)
  • Ricky-Dean Darren Canning

    IRN RDC01140

    • CF2 Non Executive Director (AR) (since 22 Aug 2022)
  • Robin Gerben Andries Hoekstra

    IRN RGH01119

    • CF3 Chief Executive (AR) (since 23 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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