Date authorised
5 July 2019
Companies House
11314449
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    92 Cannock Road
    Wednesfield
    Wolverhampton
    West Midlands
    WV10 8PW
    UNITED KINGDOM
    Phone
    +441902829190
  • Complaints Contact

    92 Cannock Road
    Wednesfield
    Wolverhampton
    West Midlands
    WV10 8PW
    UNITED KINGDOM
    Phone
    +441902829190

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Simon Jones

    IRN JXC15146

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 5 Jul 2019)
    • CF1 Director (5 Jul 2019 to 8 Dec 2019)
  • Daniel Griffiths

    IRN DXG00366

    • SMF3 Executive Director (since 28 Jun 2022)
  • Mark Griffiths

    IRN MXG01540

    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2024)
    • CF1 Director (5 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.